Wealth Management Monitoring

Permanent | 45-60000 | City | England | Posted by Ben Hudson | 30.11.20

We're currently recruiting on behalf of a highly reputable wealth manager who are looking to bolster their Compliance Monitoring team. This is a fantastic opportunity for anyone with 2-5 years experience in the space who's looking for the next step in their career.

In this role you will be;

  • Carrying out desk based and thematic reviews in line with the business's compliance monitoring programme.
  • Delivering reports of completed reviews and monitoring points
  • Presenting monitoring findings to Senior Management and key business stakeholders.
  • Assisting in the production of Management Information.

The successful applicant will have to be able to demonstrate;

  • Prior experience within compliance monitoring, preferably within wealth management
  • Good knowledge of the Wealth Management or Private Banking industry
  • Excellent communication skills
  • Proven ability to build and develop relationships within the team and the business.

If this role sounds of interest, please do not hesitate to apply.

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