Regulatory Consultant - Buy Side

Permanent | Negotiable | City | England | 25.11.19

Your responsibilities will include:

  • The role will involve providing compliance and regulatory support on a range of cutting edge regulatory issues.
  • Areas of focus can range from:
  • General compliance
  • Advisory
  • Policy and regulatory developments
  • Governance, Operational Risk and Control
  • AML, sanctions, etc
  • Client base will be largely comprised of Wealth Managers, FinTech's, and Regulatory Hosting Platforms.
  • You will have the opportunity to get involved in the strategy, business development and expansion of the team as well if this is in line with your background.
  • Salary and Level will be commensurate with experience.
  • Taking part in the wider compliance function by assisting with training, providing management with written reports and other ad-hoc projects.

As a successful applicant you will be in possession of:

  • Experienced compliance professionals who have strong compliance experience gained in Wealth Management, FinTech, and Regulatory Hosting
  • Demonstrated experience in an asset management/ funds in the compliance space.
  • A strong understanding of the FCA rules and regulations, US or European regulatory knowledge a plus.
  • Strong interpersonal skills and be able to build and maintain very strong relationships.
  • Strong time management skills.
  • Strong attention to detail and methodical in approach
  • Experience in writing reports within strict deadlines and to a high standard.

For more information or to apply, please contact the compliance team on 020 3301 5820 or

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